Soteria™ Holistic Surveillance 

Major developments in the global regulatory environment, such as EMIR, MiFID II, MAR, Dodd-Frank and SM&CR, are increasing the onus on market participants to archive, monitor, and report suspicious behaviour. From front-line supervisors to compliance officers, financial sector professionals must get to grips with increasingly complex and data-intensive processes across both trade and communications data sets.

The powerful combination of SOTERIA with a choice of partner integrated trade surveillance platforms enabling firms to scientifically link communication and trading exceptions to identify suspicious activity and report to regulators. The holistic surveillance service also drives efficiencies for firms by replacing manual data management processes with the automated framing of workflows between trade and communications systems.

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Soteria™  Holistic Surveillance 
Analyse combinations of trade and communications data through dashboards, filtering and searching.