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Major developments in the global regulatory environment, such as EMIR, MiFID II, MAR, Dodd-Frank and SM&CR, are increasing the onus on market participants to archive, monitor, and report suspicious behaviour. From front-line supervisors to compliance officers, financial sector professionals must get to grips with increasingly complex and data-intensive processes across both trade and communication Surveillance / Ecomms Surveillance Solutions data sets.

The powerful combination of Soteria™ with a choice of partner integrated Holistic surveillance platforms enables firms to scientifically link communication and trading exceptions to identify suspicious activity and report to regulators. The holistic surveillance / Ecomms Surveillance Solutions service also drives efficiencies for firms by replacing manual data management processes with the automated framing of workflows between trade and communications systems.

The Insightful data collection and recording solutions enable you to collect any format of electronic data which is then processed through our pipeline into the Soteria™ Communication Surveillance Solution platform.

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Frequently Asked Questions