Total trade and communications oversight. Built to mitigate risks and drive efficiencies.
We offer a tailored financial sector compliance solution for financial services firms. Our solution, SOTERIA™, efficiently captures and archives all data sources (including communications) for e-discovery, surveillance, trade reconstruction, case management and regulatory reporting, all on one easy-to-use platform.
SOTERIA™ for communications compliance in financial services
A platform built for financial services compliance
Capture and securely archive data
From 240+ data sources (e.g. email, Bloomberg, Symphony, Webex, Zoom, Microsoft Teams, NASDAQ etc.), archived with evidential weight in our immutable vault to meet jurisdictional financial sector compliance requirements.
Run real-time surveillance and risk detection
Monitor transactions and communications and run e-discovery, behaviour analysis and alerting in real time with end-to-end workflows to review, analyse and detect market manipulation, insider trading and suspicious activity.
Trade reconstruction
Build and manage case reconstruction data in a virtual case file that regulators and accredited parties can access using a time-lapsed login and password.
Manage multiple cases
Monitor data across cases with different teams and use customisable lexicon keyword, phrase-based alerting and inbuilt reporting tools.
Automate AML, KYC compliance and more
Ensure seamless adherence to regulations – including those of FCA/MIFID II, FINRA, CFTC, SEC, GDPR, CCPA, Dodd-Frank, SOX, MAR and SM&CR – through automated data verification, transaction monitoring and secure reporting.
Enable compliant AI transformation
Deploy and scale AI securely with full governance of the underlying data – ensuring AI never becomes a source of regulatory risk.
Run automated trade surveillance and regulatory reporting
Use automated analytics to generate regulatory reports with ease, ensuring full compliance with authorities worldwide.
INTEGRATIONS
Our connectors include audio and video comms, collaboration tools, business applications, trade and market data, documents and social media.
Insightful Technology
Why financial firms choose Insightful Technology
We support firms, whatever sector or industry they are in, with advanced technology that captures, monitors and archives data, ensuring compliance and risk management at every level. Our solutions safeguard your operations, help you mitigate risk and keep you ahead of regulatory changes.
Based right at the heart of the City of London, next to the Bank of England, we’ve been developing and implementing financial technology solutions for over ten years.
End-to-end financial sector compliance, surveillance, and risk mitigation solutions
From data modelling, data capture, and compliant, secure archiving to automated risk detection, we cover every aspect of regulatory compliance.
Large global footprint of existing financial clients
Institutions trust us, and we also have an ongoing partnership with Bloomberg that started in 2022.
Compliance
We help financial firms comply with regulations, including FATF, SEC, CFTC, MiCA, GDPR and regional regulations.
Global platform
Ensuring we can deliver our service and solution, designed to suit your business, in any country, region or jurisdiction for regulatory data localisation.
Stay secure and private
With enterprise-grade encryption and storage in fully compliant, jurisdiction-specific vaults (Insightful private cloud, public and hybrid cloud).
You can also outsource your data management to us
If your compliance teams are struggling, you can choose to securely outsource your data management, modelling and surveillance to us using our Insightful360 solution.
Our certifications
These include SOC 2 Type 2, BS 10008, ISO/IEC 27001, ISO 9001:2015, ISO 22301, Cyber Essentials Plus and HIPAA.
Cut your costs. Simplify your compliance. Stay secure.
Easily manage compliance, surveillance, and data security with solutions built to help you navigate complex regulations, without the usual complexity.
Get in touch to speak to a specialist or request a demo.
Reducing compliance costs by 40%
With pressure increasing from regulators in South America to meet reporting requirements faster, Insightful Technology was appointed to…
Read case study
Insightful Technology in action
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Supporting compliance across financial services
We equip financial services firms with advanced technology that captures, monitors and archives data across more than 240 sources, including Microsoft Teams, helping ensure compliance and strengthen risk management across the organisation.
Whether you’re a global institution or a growing firm, our solution helps safeguard operations, mitigate risk and stay ahead of evolving regulatory requirements.
Prevent market manipulation, maintain compliance with SEC/CFTC rules and safeguard trade data.
Banks, brokerages, asset and wealth management firms
Ensure transaction transparency, mitigate fraud risks and adhere to AML/KYC requirements.
Insurance firms
Monitor transactions, policyholder communications, and claims data in real time to detect fraudulent activity, insider threats, and compliance violations.
Securely store digital assets while meeting GDPR, MiCA and New York State Department of Financial Services BitLicense compliance. More about our crypto solution.
Regulators and compliance teams
Automate risk monitoring, trade surveillance and auditing.
See how your firm can stay compliant more cost-effectively, speak with our team today.