Soteria™ Organisational & Risk Management
Fully managed, modular and scalable, Soteria is a complementary Platform as a Service solution that compliantly captures, encrypts, stores and surveils all forms of organisation data.
By presenting all information for monitoring and analysis in a single and hierarchical view, Soteria™ drives actionable Organisation Risk Management benefits.
This is achieved by ensuring you are in full control of your data, know the compliance and data protection status of it and have the ability to monitor and investigate issues quickly and easily.
Modular Organisational & Risk Management
Securely perform eDiscovery on over 120 feeds of data to ensure you are meeting regulatory compliance, It’s Cloud based - turn it on with a click. No hardware needed.
Capture over 120 feeds of data
Flexible retention periods
Strict user permission controls
PCI DSS, Dodd-Frank, GDPR, KYC, MiFID II, HIPAA compliant and more
Enrich call recordings with Voice AI, improve customer experience and enable proactive compliance.
Automatic data transcriptions
Line-by-line sentiment analysis
Notifications of negative calls and keyword alerts customisable by you
Advanced API for integration of call data in BI tools and apps
Call and AI data dashboards and reports
Soteria™ complies with all major financial regulations including SM&CR, MiFID II, GDPR, MAR, and Dodd-Frank, and can also be implemented by other heavily governed market sectors or Command & Control and Customer Service functions.
All Data Formats
Whether electronic, audio, or market data, Soteria™ captures all media in real-time, and securely from the source. Archived data can also be ingested from legacy systems to help consolidate your operational architecture.
By applying common tagging of objects, referred to as ‘Normalisation’, and applying it at the point of capture across all disparate data sets you enable the creation of a truly single global view of your company data. The built-in Permission Hierarchy Management allows the infinite control of both individual user, and custom group access to the stored data.
Legal Hold & Retention Management
You can set rules around fully-structured data sets including ‘End of Life’ Auto-Deletion and the specification of Legal Jurisdiction. Additionally, Legal Hold Data Protection prevents auto-deletion of objects that have been placed on Legal Hold, should the retention policy covering them expire.
False Positive Reduction
You can reduce the burden of false positives and create accurate, proactive or indeed retrospective search results across all data and system activity, through powerful and fully-customisable Lexicon, Wildcard, Fuzzy Logic or Proximity searches.
In real-time, Soteria™ offers you a single-pane view of any communication, with fully-customisable role-based dashboards, and a permissions hierarchy to manage user access. Trade reconstructions can be created instantaneously, and collated information around a topic or event can be viewed remotely in a containerised manner.
YOUR RISK MANAGEMENT ADVISOR
At Insightful Technology, we don't believe in just selling solutions. In this increasingly complex and comprehensive financial regulatory landscape, there are endless interpretations, approaches and options. Working out your path can be challenging.
As an Insightful Technology customer, you can call on our experts to help guide and advise you on your regulatory journey. We work closely with you to share our experiences and complement your in-house teams with our regulatory and technical expertise.