Surveillance, trade reconstruction and case management problems we solve include:
- Need to tighten up and optimise trade surveillance, trade reconstruction and case management
- Lack of a single view across captured data
- Manual and semi-automatic regulatory reporting is a strain on your resources.
Want to reduce risk while increasing efficiency in regulatory data compliance, e-discovery, trade surveillance, trade reconstruction and case management?
SOLUTION KEY FEATURES
Our surveillance solution
- Robust and automated solution dedicated to ensuring fully auditable regulatory compliance for firms in the financial services sector.
- Centralised and customised trade surveillance management.
- Captures data from multiple data sources (e.g. electronic, voice, video, social media).
- Tools include case management, workflow, behavioural analytics, sentiment analysis, e-discovery and voice biometrics.
- Multi-language analysis with more than 200 ready-built scenarios.
- Recorders and connectors feeding into an evidential-weight archive.
- Reporting dashboards with the ability to schedule and automatically send reports to stakeholders.
- Self-serve management of compliance processes and functions.
- Captures, cleans, deduplicates and normalises data ready for analysis.
SOLUTION KEY BENEFITS
How you benefit with Insightful Technology
- Reduce risk while helping drive operational and cost efficiencies across compliance operations.
- Capture communications in real time, supporting robust compliance and surveillance processes.
- Fully audited data model defined by you (with our help).
- Customisable dashboards and reports based on roles and responsibilities.
- Find and play back data with ease using our powerful in-built search.
- Comprehensive case management solution reduces the stress associated with audits.
- Reconstruct cases quickly and easily using in-built AI and ML.
- Customisable user permissions and role-based access for maximum security.
- Easy-to-use portal with a single global hierarchical view.
Get in touch or find out more
If you’d like to discuss our trade surveillance solution and how we can help your business, get in touch with our team.
Our core product at the heart of our trade surveillance solution is SOTERIA. Click the button below to find out more about it.
If you’d like to discuss our surveillance solution and how we can help your business, get in touch with our team.
Our core product at the heart of our surveillance solution is SOTERIA. Click the button below to find out more about it.
Accreditations you can trust
Insightful Technology operates to the highest standards in data processing and analysis.
