COMPLIANCE IN ONE SINGLE PANE OF GLASS



Mitigate Your Risk, Be Proactively Compliant, Be Business Efficient.
Whether electronic, audio, or market data, Soteria™ captures all media in real-time, and securely from the source.  Archived data can be ingested from legacy systems to help consolidate operational architecture.

We capture Microsoft  Teams | Zoom | Webex | Cisco | SharePoint | Office 365 | Email | Market Data | Mobile | SMS | Trade Feeds plus many more.

Soteria™ complies with all major financial regulations including SM&CR, MiFIDII, GDPR, MAR and Dodd-Frank, and can be implemented by other governed sectors.

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MODULAR COMPLIANCE SOLUTIONS



By connecting large volumes of data from multiple sources, Insightful Technology enables firms to meet regulatory obligations more quickly, efficiently, and accurately than any other solution. With Insightful Technology, you gain full visibility and control of your trading and compliance operations, with cutting-edge analytics that provide timely insights on risks and opportunities.

 

Capture All Communication & Market Data

Whether electronic, audio, or market data, Soteria™ captures all media in real-time, and securely from the source. Archived data can be ingested from legacy systems to help consolidate operational architecture.

Global & Regional Regulatory Compliant PaaS

Soteria™ complies with all major financial regulations including SM&CR;, MiFIDII, GDPR, MAR and Dodd-Frank, and can be implemented by other governed sectors or Command & Control and Customer Services.

Single Global & Hierarchical View of All Data

Common tagging of objects is applied at capture across all disparate data sets, enabling a truly single global view of media. Permission Hierarchy Management allows control of individual and group access.

Real-Time Monitoring

Set custom detailed parameters across all three lines of defence functions for instantaneous and continuous, or proportionate-based monitoring of system, data and user activity or performance.

Real-Time Alerting

Real-time alerting notifies authorised users via email or SMS for subsequent activity or content review, escalation and reporting, based on the business or individual role requirements.

Complex Search Functions

Reduce the burden of false positives and create accurate, proactive or indeed retrospective search results across all data and system activity, through powerful and fully-customisable searches.

YOUR TRUSTED ADVISOR


At Insightful Technology, we don't believe in just selling solutions. In this increasingly complex and comprehensive financial regulatory landscape, there are endless interpretations, approaches and options. Working out your path can be challenging.

As a Insightful Technology customer, you can call on our experts to help guide and advise you on your regulatory journey. We work closely with you to share our experiences and complement your in-house teams with our regulatory and technical expertise. 

LEARN MORE ABOUT OUR UNIQUE APPROACH