Compliance Solutions By Insightful Technology

Modular Compliance Solutions Join The RevolutionBe Proactively Compliant Book A Demo Now

Insightful Technology reduces the risk and cost of meeting the ever changing regulatory landscape with Compliance Solutions & Compliance Capture

Capture All Communication & Market DataWhether electronic, audio, or market data, Soteria™ compliance capture securely captures all media in real-time. Archived data can be ingested to help consolidate operational architecture. Soteria™ Compliance Solutions capture over 120 feeds of data.

Global & Regional Regulatory Compliant PaaSSoteria™ complies with all major financial regulations including SM&CR;, MiFIDII, GDPR, MAR and Dodd-Frank, and can be implemented by other governed sectors or Command & Control and Customer Services.

Single Global & Hierarchical View of All DataCommon tagging of objects is applied at capture across all disparate data sets, enabling a truly single global view of media. Permission Hierarchy Management allows control of individual and group access.

Real-Time MonitoringSet custom detailed parameters across all three lines of defence functions for instantaneous and continuous, or proportionate-based monitoring of system, data and user activity or performance.

Real-Time AlertingReal-time alerting notifies authorised users via email or SMS for subsequent activity or content review, escalation and reporting, based on the business or individual role requirements.

Complex Search FunctionsReduce the burden of false positives and create accurate, proactive or indeed retrospective search results across all data and system activity, through powerful and fully-customisable searches.

Capture All Your CommunicationsBook A Demo Today

COMPLIANCE IN ONE SINGLE PANE OF GLASS

Your Risk, Be Proactively Compliant, Be Business Efficient.
Whether electronic, audio, or market data, Soteria™ captures all media in real-time, and securely from the source. Archived data can be ingested from legacy systems to help consolidate operational architecture.

Soteria™ complies with all major financial regulations including SM&CR, MiFIDII, GDPR, MAR and Dodd-Frank, and can be implemented by other governed sectors.