IS SOTERIA IN KEEPING WITH MIFID II COMPLIANCE REQUIREMENTS?

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Yes. Firms falling under MiFID II requirements must have recording in place for all forms of voice and e-communications. They also need to demonstrate that Best Execution practices are followed. With security and integrity of data objects built into the core of its platform, SOTERIA normalises all forms of data and reconstructs them against individual users, timelines or designated keywords. Data is then searchable on a global lookup basis, as a single pane view, providing a perfect and easily scalable solution to regulated firms for MiFID II compliance.